Consists of records created to support the granting of final clearance for the sale of security issues in Nova Scotia. Includes drafts of final versions of prospectuses, registration statements filed with the Registrar of Securities under the Securities Act, correspondence of the commission and issuers relating to deficiencies in documents, documentation from security regulators in other jurisdictions, and clearances from the commission. Records dating from 1989 to 1992 tend to be relating to applications for clearances that were withdrawn prior to the clearance being issued. The remainder of the records date from 1982 to 1985. Only records for companies incorporated in Nova Scotia, those having a substantial presence in Nova Scotia, or those for which the primary regulatory filing was done in Nova Scotia, have been retained.
Nova Scotia Securities CommissionSeries consists of files created to support the granting of final clearances for the sale of security issues in Nova Scotia. Files may include drafts and final versions of prospectuses, correspondence of the Commission and issuers regarding any deficiencies in the documents, documentation from security regulators in other jurisdictions and clearances from the Commission.-- The files from 1989-1992 tend to be for applications for clearances that were withdrawn prior to a clearance being issued. The remainder of the files date from 1982 to 1984. The files were selected from a much wider larger accession. Retained files are only those for companies incorporated in Nova Scotia, having a substantial presence in Nova Scotia or where the primary regulatory filings were being made in Nova Scotia.